Did the total 3-year
return exceed the policy, which is comprised of 33% S&P500, 10% R1000G,
7% R1000V, 4% R2000, 23% LBIGC and 23% LBGC? [7.88 vs. 7.07]
2.
Did the total 5-year
return exceed the policy, which is comprised of 33% S&P500, 10% R1000G,
7% R1000V, 4% R2000, 23% LBIGC and 23% LBGC? [5.23 vs. 3.97]
COMBINED EQUITY
1.
Is the amount
invested in all issuing companies less than 5% of the Fund's total market
value?
2.
Is
the aggregate investment in all companies less than 5% of the outstanding
stock of the company?
3.
Is the amount
invested in foreign securities less than or equal to 10% of the Fund's total
assets?
INDIVIDUALEQUITY
Inverness
1.
Did the equity return
equal or exceed the S&P500 over the trailing 3-year period? [12.54 vs.
11.22]
2.
Did the equity return
equal or exceed the S&P500 over the trailing 5-year period? [5.40 vs.
2.49]
3.
Is Inverness'
trailing 5-year standard deviation below the standard deviation of the
S&P500?[12.99
vs. 13.49]
4.
Did the 3-year equity
return rank in the top 50% of the Mobius Broad Large Cap Core Universe?
[31st.]
ASSET CONSULTING GROUP,
INC.
Formerly a division of
Gabriel, Roeder, Smith, & Co.
Page 3
INDIVIDUAL EQUITY
(continued)
5.
Did the 5-year equity
return rank in the top 50% of the Mobius Broad Large Cap Core Universe?
[16th.]
6.
Did the equity return
rank in the top 75% of the Mobius Broad Large Cap Core Universe for one of
the last 2 quarters or for the last year? [41st]
7.
Did
Inverness' equity performance fall outside the southeast quadrant of the
risk/return scattergram over the 3-year period?
8.
Did
Inverness' equity performance fall outside the southeast quadrant of the
risk/return scattergram over the 5-year period?
9.
Has Inverness'
trailing 3-year equity return outperformed its index for at least 1 of the
last 4 quarters? [12.54 vs. 11.22, 17.81 vs. 17.22, 15.04 vs. 14.39, 16.02
vs. 16.72]
10.
Has Inverness'
trailing 5-year equity return outperformed its index for at least 1 of the
last 4 quarters?[5.40 vs. 2.49; 7.35
vs. 3.97; 3.10 vs. 0.54; -0.16 vs. -1.49]
11.
Has Inverness' equity
annualized alpha been positive for the last 3 years? [0.98]
Davis
Hamilton Jackson
1.
Did the equity return
equal or exceed its R1000G index during the trailing 3-year period?[7.78 vs. 8.35]
2.
Did the equity return
equal or exceed its R1000G index during the trailing 5-year period?[0.78 vs.
-0.76]
3.
Is DHJ trailing
5-year standard deviation below the standard deviation of its R1000G
index?[12.14 vs. 14.92]
4.
Does the 3-year
equity return rank in the top 50% of the Mobius Broad Large Cap Growth Core
Universe? [78th]
ASSET CONSULTING GROUP,
INC.
Formerly a division of
Gabriel, Roeder, Smith, & Co.
Page 4
INDIVIDUAL EQUITY
(continued)
5.
Did the equity return
rank in the top 75% of the Mobius Broad Large Cap Growth Core Universe for
one of the last 2 quarters or for the last year? [39th]
6.
Has DHJ equity
performance fallen outside the southeast quadrant of the risk/return
scattergram over the 3-year period?
7.
Has DHJ quarterly
equity return outperformed its index for at least 1 of the last 4
quarters?[-3.66 vs. -3.90, 2.79 vs. 3.09, 3.22 vs. 2.98, 3.48 vs. 4.01]
8.
Has DHJ equity
annualized alpha been positive for the last 3 years? [-0.48]
Eagle
Asset Management
1.
Did the equity return
equal or exceed its R2000 index during the trailing 2-year period?[15.38 vs. 11.98]
2.
Did the equity return
equal or exceed its R2000 index during the trailing3-year period?[20.05 vs. 18.70]
3.
Is Eagle's trailing
3-year standard deviation below the standard deviation of its R2000
index?[11.24 vs. 14.39]
4.
Does the 3-year
equity return rank in the top 50% of the Mobius Broad Small Cap
Universe?[24th.]
5.
Did
the equity return rank in the top 75% of the Mobius Broad Small Cap Universe
for one of the last 2 quarters or for the last year?
6.
Has Eagle's equity
performance fallen outside the southeast quadrant of the risk/return
scattergram over the 3-year period? [12th]
7.
Has Eagle's quarterly
equity return outperformed its index for at least 1 of the last 4
quarters?[-2.59 vs.
-5.02, 12.13 vs. 13.94, 1.41 vs. 1.13, 6.11 vs. 4.69]
8.
Has Eagle's equity
annualized alpha been positive for the last 3 years? [5.76]
ASSET CONSULTING GROUP,
INC.
Formerly a division of
Gabriel, Roeder, Smith, & Co.
Page 5
INDIVIDUAL EQUITY
(continued)
Buckhead
1.
Did the equity return
equal or exceed its R1000V index during the trailing 1-year period?[7.22 vs. 12.10]
2.
Did the equity return
equal or exceed its R1000V index during the trailing 3-year period?[2yr: 8.78 vs.
13.07]
3.
Is the Buckhead
trailing 3-year standard deviation below the standard deviation of its R1000V
index?[Inception: 6.65 vs. 7.03]
4.
Does the 3-year
equity return rank in the top 50% of the Mobius Broad Large Cap Value Core
Universe? [2yr: 43rd.]
5.
Did the equity return
rank in the top 75% of the Mobius Broad Large Cap Value Core Universe for one
of the last 2 quarters or for the last year?[36th]
6.
Has Buckhead's equity
performance fallen outside the southeast quadrant of the risk/return
scattergram over the 3-year period? [Inception]
7.
Has Buckhead's
quarterly equity return outperformed its index for at least 1 of the last 4
quarters?[-0.49 vs.
0.59, 4.25 vs. 5.93, 2.96 vs. 1.26, 0.39 vs. 3.88]
8.
Has Buckhead's equity
annualized alpha been positive for the last 3 years? [Inception: -1.03]
ASSET CONSULTING GROUP,
INC.
Formerly a division of
Gabriel, Roeder, Smith, & Co.
Page 6
INVERNESS FIXED
INCOME
1.
Did the 3-year fixed
income return exceed the policy (50% LBIGC, 50% LBGC)?[2.02 vs. 1.54]
2.
Did the 5-year fixed
income return exceed the policy (50% LBIGC, 50% LBGC)?[5.29 vs. 4.87]
3.
Did the 3-year total
fixed income return rank in the top 50% of the Mobius Broad Fixed Income
Universe? [29th]
4.
Did the 5-year total
fixed income return rank in the top 50% of the Mobius Broad Fixed Income
Universe? [6th]
5.
Are all fixed income
investments ranked in the highest four categories by Standard and Poors,
Moody's, or Fitch's Manual?
6.
Has Inverness' fixed
income performance fallen outside the southeast quadrant of the risk/return
scattergram over the 5-year period?
7.
Has Inverness'
trailing 3-year fixed income returns outperformed its index for at least 1 of
the last 4 quarters?[2.02 vs. 1.54]
8.
Has Inverness'
trailing 5-year fixed income returns outperformed its index for at least 1 of
the last 4 quarters?[5.29 vs. 4.87]
9.
Has Inverness' fixed
income annualized alpha been positive over rolling 3-year periods? [0.66]
ASSET CONSULTING GROUP,
INC.
Formerly a division of
Gabriel, Roeder, Smith, & Co.
Page 7
INDIVIDUAL MANAGERS
Inverness
1.
Have there been any
material changes in Inverness' organization, investment philosophy and/or
personnel?
2.
Have there been any
changes in the Inverness' professional staff?
3.
Has Inverness
experienced any significant loss of business?
4.
Has Inverness
experienced any significant increase in business?
5.
Has Inverness
undergone any change in ownership and/or control?
Davis
Hamilton Jackson
1.
Have there been any
material changes in DHJ's organization, investment philosophy and/or
personnel?
2.
Have
there been any changes in the DHJ's professional staff?
3.
Has DHJ experienced
any significant loss of business?
4.
Has DHJ experienced
any significant increase in business?
5.
Has DHJ undergone any
change in ownership and/or control?
Eagle
Asset Management
1.
Have there been any
material changes in Eagle's organization, investment philosophy and/or
personnel?
2.
Have
there been any changes in Eagle's professional staff?
3.
Has Eagle experienced
any significant loss of business?
4.
Has Eagle experienced
any significant increase in business?
5.
Has Eagle undergone
any change in ownership and/or control?
Buckhead
Capital Management
1.
Have there been any
material changes in Buckhead's organization, investment philosophy and/or
personnel?
2.
Have
there been any changes in Buckhead's professional staff?
3.
Has Buckhead
experienced any significant loss of business?
4.
Has Buckhead
experienced any significant increase in business?
5.
Has Buckhead
undergone any change in ownership and/or control?
ASSET CONSULTING GROUP,
INC.
Formerly a division of
Gabriel, Roeder, Smith, & Co.